Senior Compliance Officer
Our client is a financial services firm.
They are looking for a Senior Compliance Officer to join their Los Angeles, CA office.
ResponsibilitiesOversee all aspects of compliance related to the private credit business development companiesEnsure marketing presentations and communications are consistent with regulatory rules and guidanceManage and update internal compliance policies related to the private credit business development companiesMaintain current knowledge of regulatory changes and assist with regulatory examinations and auditsAssist with the diligence of service providers supporting the business development companiesWork closely with other compliance officers on the team for various team projects and/or tasksCollaborate with in-house and outside counsel and participate in various corporate committeesRequirementsBachelor s degree required8-10 years of compliance-related experienceUnderstanding of the securities industryKnowledge of the Investment Company Act of 1940Experience with BDCs and private fundsExcellent interpersonal and communication skillsStrong organizational and time-management skillsJob ID # 15746Tagged as:
Hybrid Remote/OfficeDate Posted:
Posted on October 17, 2023Location:
Los Angeles, CA 90017Job Title:
Senior Compliance OfficerSalary:
$200,000 - $300,000.
Estimated Salary: $20 to $28 per hour based on qualifications.
They are looking for a Senior Compliance Officer to join their Los Angeles, CA office.
ResponsibilitiesOversee all aspects of compliance related to the private credit business development companiesEnsure marketing presentations and communications are consistent with regulatory rules and guidanceManage and update internal compliance policies related to the private credit business development companiesMaintain current knowledge of regulatory changes and assist with regulatory examinations and auditsAssist with the diligence of service providers supporting the business development companiesWork closely with other compliance officers on the team for various team projects and/or tasksCollaborate with in-house and outside counsel and participate in various corporate committeesRequirementsBachelor s degree required8-10 years of compliance-related experienceUnderstanding of the securities industryKnowledge of the Investment Company Act of 1940Experience with BDCs and private fundsExcellent interpersonal and communication skillsStrong organizational and time-management skillsJob ID # 15746Tagged as:
Hybrid Remote/OfficeDate Posted:
Posted on October 17, 2023Location:
Los Angeles, CA 90017Job Title:
Senior Compliance OfficerSalary:
$200,000 - $300,000.
Estimated Salary: $20 to $28 per hour based on qualifications.
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