IT Auditor II at City National Bank Los Angeles, CA 90189
WHAT IS THE OPPORTUNITY?The auditor will work within the FDIC Improvement Act (FDICIA) Internal Audit team primarily focused on documenting, assessing, and testing IT controls (IT General Controls, IT Application controls, Key Reports) in support of the overall FDICIA and SOX financial statement audit.
The auditor will work primarily on a team performing IT integrated audit assignments (e.
g.
, information security, network security, cloud, change management, data privacy, etc.
) and ensuring compliance with bank policies, procedures, and regulatory requirements.
Risk Management DivisionThis is a great opportunity to grow your career with a stable and expanding organization as a member of City Nationals Risk Management team.
The focus is on ensuring business activities remain safe, compliant and well-positioned for future opportunity and sustainable growth.
WHAT WILL YOU DO?Develops a general knowledge of the business, regulatory, IT, and accounting control environment in which City National Bank operates.
Keeps informed of new services, products and events that have a significant technology and business impact.
Keeps abreast of changes in the business, regulatory, IT, accounting and control environment in which City National operates, particularly in areas where audit responsibilities are assigned.
Assists the Senior Auditor and/ or Audit Manager in the development of the audit scope.
Holds preliminary discussions and interviews with auditees prior to the beginning of the field work.
Completes all required training.
Develops a general knowledge of the business, regulatory and accounting and control environment in which City National Bank operates.
Keeps informed of new services, products and events that have a significant technology and business impact.
Keeps abreast of changes in the business, regulatory, accounting and control environment in which City National operates, particularly in areas where audit responsibilities are assigned.
Assists the Senior Auditor and or Audit Manager in the development of the audit scope.
Holds preliminary discussions and interviews with auditees prior to the beginning of the field work.
Prepares narratives/flowcharts detailing internal controls of area audited.
Documents the workflow in the area audited, develops audit programs or procedures, and updates audit programs as necessary.
Prepares narratives/flowcharts detailing internal controls of area audited.
Documents the workflow in the area audited, develops audit programs or procedures, and updates audit programs as necessary.
Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and audit matters as they arise.
Contributes to the drafting of audit observation sheets and audit reports.
Supports and or participates in audit exit meeting with management.
Complies fully with all Bank Operational and Credit policies and procedures as well as all regulatory requirements (e.
g.
Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.
).
Completes time sheets and expense reports in a timely manner.
WHAT DO YOU NEED TO SUCCEEDMust-Have Bachelors Degree Minimum 3 years experience in performing IT internal control audits and risk assessments required.
Minimum 1 year of public accounting and/or private industry experience with knowledge of IT control areas required.
Skills and KnowledgeUnderstanding of risks, internal controls, work paper documentation and issue identification concepts and experience in applying them to plan, perform, and report on the evaluation of various business processes/areas/functions.
Ability to work independently or under the guidance and supervision of a Senior Auditor.
Strong verbal and written communication skills, to effectively present to peers and management.
Ability to exhibit leadership skills needed to convey ideas and obtain management buy-in for constructive change.
Understanding of internal auditing standards, COSO and risk assessment practices.
Understanding of the technical aspects of information technology.
Experience in performing multiple projects and working with varying team members.
Prior financial services industry experience is a plus.
Understanding and/or skillset necessary to build Data Analytics, Artificial Intelligence, Tableau data visualizations, and Robotic Processing Automation solutions preferred.
.
Estimated Salary: $20 to $28 per hour based on qualifications.
The auditor will work primarily on a team performing IT integrated audit assignments (e.
g.
, information security, network security, cloud, change management, data privacy, etc.
) and ensuring compliance with bank policies, procedures, and regulatory requirements.
Risk Management DivisionThis is a great opportunity to grow your career with a stable and expanding organization as a member of City Nationals Risk Management team.
The focus is on ensuring business activities remain safe, compliant and well-positioned for future opportunity and sustainable growth.
WHAT WILL YOU DO?Develops a general knowledge of the business, regulatory, IT, and accounting control environment in which City National Bank operates.
Keeps informed of new services, products and events that have a significant technology and business impact.
Keeps abreast of changes in the business, regulatory, IT, accounting and control environment in which City National operates, particularly in areas where audit responsibilities are assigned.
Assists the Senior Auditor and/ or Audit Manager in the development of the audit scope.
Holds preliminary discussions and interviews with auditees prior to the beginning of the field work.
Completes all required training.
Develops a general knowledge of the business, regulatory and accounting and control environment in which City National Bank operates.
Keeps informed of new services, products and events that have a significant technology and business impact.
Keeps abreast of changes in the business, regulatory, accounting and control environment in which City National operates, particularly in areas where audit responsibilities are assigned.
Assists the Senior Auditor and or Audit Manager in the development of the audit scope.
Holds preliminary discussions and interviews with auditees prior to the beginning of the field work.
Prepares narratives/flowcharts detailing internal controls of area audited.
Documents the workflow in the area audited, develops audit programs or procedures, and updates audit programs as necessary.
Prepares narratives/flowcharts detailing internal controls of area audited.
Documents the workflow in the area audited, develops audit programs or procedures, and updates audit programs as necessary.
Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and audit matters as they arise.
Contributes to the drafting of audit observation sheets and audit reports.
Supports and or participates in audit exit meeting with management.
Complies fully with all Bank Operational and Credit policies and procedures as well as all regulatory requirements (e.
g.
Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.
).
Completes time sheets and expense reports in a timely manner.
WHAT DO YOU NEED TO SUCCEEDMust-Have Bachelors Degree Minimum 3 years experience in performing IT internal control audits and risk assessments required.
Minimum 1 year of public accounting and/or private industry experience with knowledge of IT control areas required.
Skills and KnowledgeUnderstanding of risks, internal controls, work paper documentation and issue identification concepts and experience in applying them to plan, perform, and report on the evaluation of various business processes/areas/functions.
Ability to work independently or under the guidance and supervision of a Senior Auditor.
Strong verbal and written communication skills, to effectively present to peers and management.
Ability to exhibit leadership skills needed to convey ideas and obtain management buy-in for constructive change.
Understanding of internal auditing standards, COSO and risk assessment practices.
Understanding of the technical aspects of information technology.
Experience in performing multiple projects and working with varying team members.
Prior financial services industry experience is a plus.
Understanding and/or skillset necessary to build Data Analytics, Artificial Intelligence, Tableau data visualizations, and Robotic Processing Automation solutions preferred.
.
Estimated Salary: $20 to $28 per hour based on qualifications.
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